Reg A Blue Sky Services
Regulation A Blue Sky state filings for Tier 1 and Tier 2 offerings. We handle state filings and payment of state fees in all 50 states. Fast, compliant, and investor-ready.
Our Reg A service
Get end-to-end Blue Sky compliance for Regulation A Tier 1 and Tier 2 offerings, with state filings, payment of state fees, and deadlines handled with precision across all applicable states.
Regulation A Tier 1 Filings
- Full state registration support and filing strategy
- Guidance for merit- or disclosure-based reviews, as required by each state
- Preparation and submission of Form U-1, U-2, and exhibits
- Sales reporting and post-qualification updates to maintain compliance
Regulation A Tier 2 Filings
- State notice filings in applicable jurisdictions with payment of fees
- Navigation of state preemption rules, SEC filings, and timing considerations
- Coordination with state regulators for seamless federal and state compliance
- Ongoing reporting reminders and administrative support
Fund Maintenance Services
Annual State Filing Support
- Initial notices, annual renewals, amendments, and sales reports for all applicable states
- Preparation and submission of required Blue Sky forms (e.g., Form U‑2) and exhibits
State fee and offering amount tracking and - payment management across multiple jurisdictions
Real-Time Blue Sky Monitoring
- Ongoing monitoring of state law changes impacting Reg A Tier 1 and Tier 2
- Alerts for shifting thresholds, renewal cycles, and disclosure updates
- Guidance on preemption nuances and coordinated review considerations
Automated Alerts & Reminders
- Deadline reminders for renewals, notice filings, and post-qualification updates
- Offering amount and sales tracking
- Manage and ensure timely responses to state examiner requests
Issuer-Dealer and Sales Agent Registrations for Reg A
Some states require issuers and their management/officers to register before selling securities directly to investors. We help Reg A teams determine where registration is required and complete every step quickly and correctly.
State-by-state analysis to identify jurisdictions that require issuer–dealer or sales agent registration for your Reg A offering
Preparation and submission of issuer dealer applications, consents to service (Form U‑2), and required exhibits, plus coordination of background checks and exams where applicable
Guidance on sales agent licenses and renewals in each state that requires them
Cost-optimized approach that can reduce broker‑dealer expenses when direct issuer sales are permitted
Benefits of Reg A Services
Our Reg A Blue Sky services streamline compliance across diverse state Blue Sky laws, minimizing risk and saving time. By centralizing filings, automating reminders, and providing expert guidance, we keep your Tier 1 and Tier 2 offerings compliant across multiple states without the stress of navigating varying requirements alone.
- Simplified, end‑to‑end filing for Regulation A issuers across all applicable states
- Accurate state fee estimates, payment processing, and renewal tracking
- Expert navigation of state‑specific requirements, including merit and disclosure reviews
- Fast turnaround on state regulator comments
- Proactive deadline alerts and sales reporting to prevent lapses
- Comprehensive SEC filing support aligned with federal and state compliance
Why Choose Blue Sky Comply for Reg A
You get a specialized partner for Reg A Blue Sky compliance, combining seasoned state-securities expertise with streamlined workflows that keep Tier 1 and Tier 2 offerings moving without surprises.
Expert Guidance
Deep, state-by-state knowledge of Reg A Blue Sky rules, including merit vs. disclosure review, notice filings, and unique state requirements.
Simplified Filings
We analyze your offering and conduct blue sky filing research, submit and mail filings and state fees to each state, and provide state confirmations.
Cost Savings
Efficient blue sky fee estimates that reduce legal spend and avoid overpaying for state fees, such as costly variable state fees.
Ongoing Monitoring
Automated deadline tracking, renewal reminders, and proactive updates as state laws or thresholds change.
“Blue Sky Comply simplifies the complexities of Blue Sky Laws for Regulation A issuers. With our expertise, you can confidently navigate filing requirements, reduce compliance risks, and focus on growing your business.“
How We Work?
Setup
Complete our questionnaire by sharing your offering details, target states, and more, and we’ll scope requirements with a timeline and applicable state fees.
Review
We confirm the correct path for each state and align documents with your SEC disclosures.
File
We prepare and submit state securities filings with state fees, and track/manage state examiner responses to keep your Reg A raise moving on schedule.
Comply
Once qualified in each state, we track renewals, sales/offering amounts, and ongoing deadlines so you remain compliant and can focus on your offering.
Get Started
Partner with Blue Sky Comply to unlock seamless
compliance, efficient filings, and access to
expertise that lets you focus on your growth.