Blue Sky State Regulator Contacts
Find direct, up-to-date contact details for U.S. state and foreign securities regulators—so you can quickly reach the right office for blue sky questions, enforcement inquiries, and registration support.
State Securities Regulator Contacts
This table lists state-by-state contact information for securities regulators to help issuers, broker-dealers, advisers, and compliance teams connect with the correct jurisdiction the first time.
| State | Rep | Job | Phone | Standard Email |
|---|---|---|---|---|
| AK | Tom Stevens | 907-465-5448 | tom.stevens@alaska.gov | |
| AL | Tina Tell | Securities Registration Manager | 334-353-7143 | asc@asc.alabama.gov; tina.tell@asc.alabama.gov |
| AR | Felicia West | Corporate Finance Supervisor | 501-324-8697 | Felicia.west@securities.arkansas.gov |
| AZ | Susan Baker-Toth | 602-542-0628 | Sab@azcc.gov; SEC-AOD@azcc.gov | |
| CA | California Securities Regulation Division | 866-275-2677 | srd_support@dfpi.ca.gov | |
| CO | Derrick O'Neal | Securities Examiner | 303-894-2320 | Derrick.o'neal@state.co.us |
| CT | Cynthia Antanaitis | 860-240-8233 | Cynthia.antanaitis@ct.gov | |
| DC | J. Mike McManus | Director, Corporation Finance Division | 202-442-7826 | James.McManus@dc.gov |
| DE | Faith Umoren Udo | 302-577-5031 | jennifer.walters@delaware.gov | |
| FL | Jason Tomlinson | Financial Administrator | 850-410-9822; (850)-487-9687 option 3; 850-410-9818 | Jason.Tomlinson@flofr.gov; cherrelle.lawson@flofr.gov |
| GA | Noula Zaharis | Director, Securities and Charities Division | 404-654-6034 | Nzaharis@sos.ga.gov |
| HI | James Sonoda | Supervising Securities Examiner | 808-587-2617 | jsonoda@dcca.hawaii.gov |
| IA | Heather Schaffer | Assistant Bureau Chief | 515-654-6476 | Heather.Schaffer@iid.iowa.gov |
| ID | Mary Harper | Program Information Coordinator | 208-332-8075 | Mary.Harper@finance.idaho.gov |
| IL | Don Ranger | 217-785-4933 | Dranger@ilsos.net; obarnes@il.sos.gov | |
| IN | John Cochran | Securities Commissioner | 317-232-0735 | jcochran1@sos.in.gov |
| KS | Juell Hitt | Public Service Administrator | 785-296-5215; 785-296-3071 | juell.hitt@ks.gov |
| KY | Anthony Murphy | 502-782-9062 | Anthony.Murphy@ky.gov | |
| LA | Jimmy Donahoe | Compliance Examiner II | 225-925-4503 | jdonahoe@ofi.la.gov |
| MA | Peter Cassidy | Chief of Corporate Finance | 617-727-3548 | Peter.Cassidy@sec.state.ma.us |
| MD | Joy Sakamoto-Wengel | Title Assistant Attorney General | 410-576-7041 | Jsakamoto@oag.state.md.us |
| ME | Meredith Paige Turney | (207)-624-8593 | Meredith.P.Turney@maine.gov | |
| MI | Linda Cena | Securities and Audit Manager | 517-335-5237 | Cenal@michigan.gov |
| MN | Geoffrey Spray | Commerce Analyst II | 651-539-1638 | Securities.Commerce@state.mn.us |
| MO | Chris Marlow | Director of Investor Protection and Education | 573-751-1862 | Christopher.marlow@sos.mo.gov |
| MS | Chelsea Stewart | Registrations Specialist | 601-359-6369 | Chelsea.Stewart@sos.ms.gov |
| MT | Lynne Egan | Deputy Securities Commissioner | 406-444-4388 | legan@mt.gov; CSI.Securities@mt.gov |
| NC | Sherrell Forbes | Enforcement Attorney | 919-814-5532 | Sforbes@sosnc.gov |
| ND | Candace Johnson | Investigator / Examiner II | 701-328-2923 | Candjohnson@nd.gov; ndsecurities@nd.gov |
| NE | Debbie Yost | Staff Assistant | 402-471-2171 | Debbie.yost@nebraska.gov; angela.kratzer@nebraska.gov |
| NH | Linda Elkins | Senior Staff Attorney | 603-271-1463 | linda.elkins@sos.nh.gov |
| NJ | Susan B. Largman | Director - Registration | 973-504-3609 | Susan.largman@lps.state.nj.us |
| NM | Nona Lane | Compliance Manager | 505-670-6439 | Nona.lane@state.nm.us |
| NV | Timothy Eacobacci | Securities Registration & Licensing Examiner | 702-486-5245 | Teacobacci@sos.nv.gov; nvsec@sos.nv.gov |
| NY | Kenneth Haim | Registration Section Director | 212-416-8206; 518-473-2492 | Kenneth.Haim@ag.ny.gov; REFQuestions@ag.ny.gov; IPBBD@ag.ny.gov |
| OH | Mark R. Heuerman | Registration Chief Counsel | 614-644-9529 | Mark.heuerman@com.ohio.gov; Ryan.Rodgers@com.ohio.gov |
| OK | Kenneth G. Maillard | Director of Registrations | 405-280-7722 | Kmaillard@securities.ok.gov; DLawson@securities.ok.gov |
| OR | Sarah Dickey | Securities Registration & Licensing Specialist | 503-947-7472 | Tracy.thompson@dcbs.oregon.gov |
| PA | Jeff Sodersted | Director, Office of Corporation Finance | 717-783-4223 | Jsodersted@pa.gov |
| PR | Mariel Martinez | Supervisor | 787-723-3131 EXT. 2309 | Marielm@ocif.pr.gov |
| RI | Daniel Gregory | 401-462-9584 | Daniel.gregory@dbr.ri.gov | |
| SC | Pamela Kirkland | Director of Registration, Securities Division | 803-734-9916 | Pkirkland@scag.gov |
| SD | Melissa Vance | Registration Specialist | 605-773-5954 | melissa.vance@state.sd.us |
| TN | April Odom | Director of Registration | 615-532-4895 | April.x.odom@tn.gov |
| TX | Emily Diaz | Assistant Director of Registration | 512-305-8343 | Ediaz@ssb.texas.gov; mmcelroy@ssb.texas.gov; mhernandez@ssb.texas.gov |
| U.S. Virgin Islands | Magdalene Burke | Banking/Insurance | 340-774-2991 ext 4512 | Magdalene.burke@lgo.vi.gov |
| UT | Nadene Adams | Corporate Finance Administrative Assistant | 801-530-6613 | Nnadams@utah.gov |
| VA | Patricia Duvall | Office Supervisor | 804-371-9276 | sadams@scc.virginia.gov |
| VT | Noel Hudson | Director, Corporate Finance | 802-828-0727 | Noel.hudson@vermont.gov |
| WA | Faith Anderson | 360-725-7825 | Faith.Anderson@dfi.wa.gov | |
| WI | Joseph Friesen | 608-266-8559 | Joseph.friesen@dfi.wisconsin.gov | |
| WV | Dan Reed | Senior Registration Examiner / Internal Auditor | 304-558-2261 EXT. 3127 | Daniel.Reed@wvsao.gov |
| WY | Dave Barker | Compliance Auditor | 307-777-5881 | Dave.barker@wyo.gov; ryan.anderson@wyo.gov |
Foreign Securities Regulator Contacts
Need to coordinate outside the U.S.? This table provides contact information for non-U.S. (foreign) securities regulators to support cross-border offerings, marketing, and compliance diligence. Use it to identify the appropriate regulator for jurisdiction-specific questions, documentation requests, and regulatory communications when your capital-raising activity or investor base extends internationally.
| Province / Territory | Department / Address | Phone | Fax | Rep | Job |
|---|---|---|---|---|---|
| Nunavut | Department of Justice Legal Registries Division P.O. Box 1000 – Station 570 1st Floor, Brown Building Iqaluit, NU X0A 0H0 Canada |
(867) 975-6598 | (867) 975-6594 | Jeff Mason | Director |
| Ontario | Securities Commission 20 Queen Street West, Suite 1900 Box 55 Toronto, ON M5H 3S8 Canada |
(416) 593-8314 | (416) 593-8122 | Johanna Superina | Deputy Director of Enforcement |
| Prince Edward Island | Department of Environment, Labour and Justice 95 Rochford Street 4th Floor, Shaw Building Charlottetown, PE C1A 7N8 Canada |
(902) 368-4550 | (902) 368-5283 | Steven Dowling | Superintendent of Securities |
| Québec | Autorité des Marchés Financiers 800 Square Victoria, 22nd Floor C.P. 246, tour de la Bourse Montreal, PQ H4Z 1G3 Canada |
(514) 395-0337 | (514) 873-3090 | Jean Lorrain | Director, International Affairs (Regulation Directorate) |
| Saskatchewan | Financial and Consumer Affairs Authority 601 – 1919 Saskatchewan Drive Regina, SK S4P 4H2 Canada |
(306) 787-5879 | (306) 787-5899 | Dean Murrison | Director |
| Yukon | Department of Community Services Corporate Affairs C-6 P.O. Box 2703 Whitehorse, YT Y1A 2C6 Canada |
(867) 667-5314 | (867) 393-6251 | Frederik Pretorius | Superintendent of Securities |
| Alberta | Securities Commission Suite 600, 250 – 5th Street S.W. Calgary, AB T2P 0R4 Canada |
(403) 297-4233 | (403) 297-6156 | David Linder | Executive Director |
| British Columbia | Securities Commission P.O. Box 10142, Pacific Centre 701 West Georgia Street Vancouver, BC V7Y 1L2 Canada |
(604) 899-6500 | (604) 899-6506 | Brenda Leong | Chair |
| Manitoba | Securities Commission 500-400 St. Mary Avenue Winnipeg, MB R3C 4K5 Canada |
(204) 945-2548 | (204) 945-0330 | Donald G. Murray | Chair |
| New Brunswick | Financial and Consumer Services Commission 85 Charlotte Street, Suite 300 Saint John, NB E2L 2J2 Canada |
(506) 643-7691 | (506) 658-3059 | Kevin Hoyt | Executive Director |
| Newfoundland & Labrador | Financial Services Regulation Division PO Box 8700 St. John’s, NL A1B 4J6 Canada |
(709) 729-4189 | (709) 729-6187 | Renee Dyer | Superintendent of Securities |
| Northwest Territories | Office of Superintendent of Securities Department of Justice 1st Floor Stuart M. Hodgson Building 5009 – 49th Street PO Box 1320 Yellowknife, NT X1A 2L9 Canada |
(867) 873-7490 | (867) 873-0243 | Tom Hall | Superintendent of Securities |
| Nova Scotia | Securities Commission 5251 Duke Street Suite 400, Duke Tower PO Box 458 Halifax, NS B3J 2P8 Canada |
(902) 424-7768 | (902) 424-4625 | Paul E. Radford | Chair |